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UN Performance Problems UN Management Accountability Struggles Where is the Rule of Law? Inadequate UN Oversight Recent Developments |
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Introductory quote Constant talk about
'deadwood', 'mediocrity', 'bloated bureaucracy,' etc., does not promote
optimism about any significant improvement. What is desperately needed is serious
work on the problems. The General Assembly should request the
Secretary-General to organize an independent commission of internationally
respected civil-service and recruitment specialists. It must be so
composed as to enjoy the trust and cooperation of staff associations as
well as of the member-governments. It should carry out a thorough
screening of the actual competence for their designated posts of officials
at mid-professional and above grades. Such a process alone would reliably
establish how many existing staff actually have a useful function in UN
service.
Responsibility for the costs of the termination of those who do not
must be shared by member-governments.
. Sweeping talk of
'mediocrity' is unprofessional and misleading.
. The
potential of a significant number of staff is simply not known because of
poor job assignment, indifferent supervisors (themselves inadequately
supervised by poorly chosen department heads), and the lamentable paucity
of in-service training and retraining. The real extent of irredeemable
'mediocrity' can only be identified by proper, independent screening." Erskine Childers,
with Brian Urquhart, in Chapter X, "The international civil service", in
"Renewing the United Nations System", Development
Dialogue, 1994:1, Dag Note: this
fundamental proposal, of course, has never been seriously considered by anyone in
the UN, although the Secretariat does now at least offer minimal
management training to untrained new managers.]
[Note: see also the chronological listing of UN
management systems efforts from the 1950s on through the mid-1990s (which
of course also involves efforts to reform them), which is the introductory
quote to the preceding subsection on Management Systems.
] Chronological quotes "We trained hard
but it seemed that every time we were beginning to form up in teams we
would be reorganized. I was to learn later in life that we
tend to meet any new situation by reorganizing; and a wonderful method it
can be for creating the illusion of progress while producing confusion,
inefficiency, and demoralization -- Gaius Petronius, A.D. 65. As quoted in Lowell
Flanders, "A.D. 65", Secretariat News (New
York), December, 1984, pp. 10-11.
"Mr. Pιrez de
Cuιllar summed up his 10 years
as 'a most productive decade.' The UN had
'moved from the periphery to near the centre of international
relations'. '
a slow but
meticulous process of institutional self-analysis, combined with efforts
to 'streamline' the Secretariat, had resulted in a rejuvenated UN,' he
stated. Activity, not
argument, had thus answered
questions about the UN that had 'troubled
the public through much of its existence'
he continued.
'The
effectiveness of the United Nations can no longer be in doubt.'" "Goodbye to Pιrez de Cuιllar: A 'most productive decade at the UN," UN Chronicle, March 1992, pp. 6-8. [see next item of the same date from the same publication.] "With a new
Secretary-General, reform of the United Nations is in the air at
[UN]
Headquarters.
Since September,
intensive discussions have taken place on reforming the work and structure
of the world body. Under scrutiny was a plan worked out by
22 industrial and developing countries, including the five permanent
Security Council members, intended to strengthen the Secretariat and
increase the Secretary-General's authority. The new plan
disapproves of
the Organization's 'top-heavy' administration, under
which 30 to 40 high-ranking officials report directly to the Secretary
General.
That structure grew over the years in a series of 'ad hoc responses
to specific problems.' The plan speaks of 'a
widespread consensus' that the UN must be restructured
" "Reform proposals
circulate during 46th Assembly: UN faces 'dangerously precarious'
financial situation,' UN
Chronicle, March 1992, pp. 9-10. [see preceding item of the same date from the same publication.] "For all the
champagne and fine words, it should be obvious to friends and foes alike
that the United Nations is in trouble and has fallen far short of what its
founders dreamed of 40 years ago.
. For its friends, of
which we are two,
. the problem is not so much that the United Nations
fails to meet grandiose expectations of a 'world government', but that it
is not particularly effective in averting conflict or fighting
poverty. The [UN presently]
is clearly not up to the task of reversing these trends, let alone its own
genteel deterioration. Officials carry on with their routine
business ever more removed from the politics of the real world.
. What the
United Nations suffers from is the dangerous presumption that it will
outlive its critics. The entire
structure should be rationalized. Its current organizational shape
includes the accumulated whims and false starts of 40 years. Many programs
that have run out of steam linger on. Sometimes their budgets are consumed by
staff costs, leaving them no funds to work with.
. the United Nations
should not try to do everything, only what it can do well." Sadruddin Aga Khan and Maurice F. Strong, "Proposals to reform the U.N., 'limping' in its 40th year," New York Times, October 8, 1985.
"The call for U.N.
reform U. S. taxpayers
always have borne the lion's share of the U.N.'s assessed and voluntary
contributions, pouring more than $15 billion into the organization since
the first General Assembly in 1946. Then, the U.N. staff numbered 1,500;
last year it was over 11,000. Meanwhile, the budget of the entire
U.N. system has grown five times faster than the inflation rate. There seems to be a
near consensus within the U.N. that management has not kept pace with this
dizzying growth. Throughout almost every level of the
U.N., financial, administrative, and personnel controls have been either
nonexistent or broken." Any serious U.N.
reforms must give major contributors a larger say in the U.N. budget
process.
. Congress and the
Administration should insist that the Secretary-General become more
involved in the U.N.'s financial management. His aloofness
thus far, compounded by the various U.N. bodies' inability to take reform
seriously, casts a pall over the promise of U.N. reform.
. Until significant
reforms are adopted and executed, the U.S. must maintain its pressure on
the U.N.
Restoring the full U.S. contribution [prematurely] would accomplish
little but provide a disincentive for the desired reform." "The United Nations
continues to duck needed reforms", The Heritage Foundation, Backgrounder,
No. 593, Washington, D.C., July 9, l987, pp.
2, 8.
"
. the U.N.
serves neither its original purposes nor ours. We should
leave and devote the money instead to worthy, non-politicized
U.N.-affiliated organizations (such as the World Health Organization) and
to bilateral aid, which the United States, not a bloc of hostile
countries, will control.
. The United States
stays in the U.N. for a variety of bad reasons: sentimental attachment to
the hopes of 40 years ago, guilt over the fate of the League of Nations,
inertia.
One can respect the one-world idealism that attended the founding
of the U.N. and still face the facts of today. The U.N. is
more than just a failed instrument. It is a bad instrument.
." Charles Krauthammer, "Let it sink: Why the U.S. should bail out of the U.N.", The New Republic, August 24, 1987, pp. 18-23 [22-23].
In the closing
years of U Thant's tenure [the late 1960s], the deterioration of the U.N.
system had given rise to numerous internal studies, increasingly candid in
content and urgent in tone, and in several instances drawn up by outside
bodies at the request of the governing bodies.
. The findings of
these and other such studies were overwhelmingly adverse; their compilers
emphatically urged immediate and radical reforms. Findings and
recommendations alike would be disregarded by the governmental and
bureaucratic leaders
" Shirley Hazzard, "Breaking faith - Part I", The New Yorker, September 25th, 1989, pp. 63-99, [94-96]. [Note: Ms. Hazzard
worked at the UN for ten years, resigning in 1962 to become a [very
successful] full-time author.] "The crude truth about many of the UN agencies is
that they don't know what they are trying to achieve; and that cronyism,
sloth and incompetence would ensure they could not achieve it even if they
did. The
obstacles to reform are huge, the courage to tackle them nowhere
visible.
Still, [there are elementary common sense] suggestions
. One might
innocently think they would be judged as such by the third world, which
suffers most from the failures of the UN agencies. But in
practice third-world governments have been the fiercest opponents of
reform.
There is little hope for even minimal change unless the countries
that pick up the bills take the task of reform seriously." "The United Nations agencies: A case for emergency treatment", The Economist, December 2, 1989, pp. 27-28, 30 [30].
"The UN's prestige
as an international peacekeeper has never stood so high. But neither
has the organization ever been so broke or so badly in need of an
overhaul.
[It cannot] live up to [the hopes for it] unless it puts itself in
order first.
Through grubby and unglamorous, this repair job is the new
secretary-general's most pressing task. More than 30 top
officials report directly to the secretary-general. A pen factory
could not work this way. Over the years the top posts have been
shared out more to satisfy regional and national demands than because they
or their occupants were needed.
. An idea gaining
ground
. would be to cut back these offices and appoint instead four
deputy-secretaries
. to oversee peacekeeping and diplomacy; humanitarian
relief (including refugees); and economic and environmental matters. The fourth
would be a manager with a proven record in business or government, to make
sure the machine works. Doubters wonder if
Mr. Butros Ghali is the sort to decide large issues like this for himself
and then argue for his view, if he has to, over the heads of
governments.
He has five years to prove them wrong." "Quickly, quickly:
The new boss of the United Nations can dispel doubts by making some swift
reforms", The Economist, November 30, 1991, p. 17.
"The most egregious
example of organizational bloat [in the United Nations system] is the one
closest to home for Mr. Butros-Ghali: the U.N. Secretariat.
. the top
echelon of the Secretariat originally consisted of eight assistant
secretaries.
Now it has 20 assistant secretaries, a new super-layer of 27 under
secretaries and a director-general -- plus 21 more top-level officers who are
not on the regular budget, for a total of 69. Reformers urge
clearing out the deadwood and bringing in officials chosen on merit who
can provide the Secretary-General with background reports, analyses of
complex situations, options for decisions and ideas for future
missions." Bonnie Angelo, "United Nations: Challenges for the new boss," Time, February 3, 1992, pp. 40-41 [41]. "When he took
office nearly three years ago, Secretary-General Butros Butros-Ghali
promised comprehensive reform. But today, although there has been some
progress, the United Nations remains a slow-motion bureaucracy struggling
to adapt to a real-time world.
. Reform has been
hampered by a lack of consistent support from Mr. Butros-Ghali [who had
pledged if chosen] not to seek a second term so he would be free to make
radical changes in the way the UN is run.
. His [consolidation]
measures generated suspicion among many Third World nations, which feared
that traditional development programs designed to serve poor countries --
and in which many Third World nationals hold jobs -- would be downgraded.
. The
Secretary-General now thinks that 'The problem is not to streamline,'
[but] 'to add new personnel because of the new demands. We are overloaded
with demands.' [His] energies have
also been consumed in pleading and panhandling to cope with a financial
crisis caused by the failure of most governments, including the United
States, to pay their UN bills on time. At the end of November, the United
Nations was owed $2 billion by its members, a cash shortfall that nearly
paralyzed the organization." Julia Preston, "A world-class challenge: Upgrading UN's creaking bureaucracy", International Herald Tribune, January 4, 1995.
"It is also worth
noting that a major factor generally untouched by those working at UN
reform is the need for a new political consensus to underpin the
Organization.
Without such a consensus all the changes now being considered -- while
entirely necessary -- have little chance of improving the effectiveness of
the UN.
A new consensus might not be possible in the present turbulent
period of post Cold War adjustments, but the need for it has to be kept
fully in view, not least to underline how the lack of one contributes to
the intractability of many issues facing the Organization." "Joint Inspection
Unit, only system-wide oversight body, raps knuckles all around -- even
its own," International Documents Review (New
York), 11 December 1995, p. 3.
"Although the
United Nations is essentially an enormous information processing and
sharing machine, it
almost never addresses frontally
. the quality of
[its] data, the value added
and the cost-effectiveness
. A report on
['Restructuring and revitalization
. ' (A-50-697) hides] these key
questions
under layers of esoteric bureaucratese.
A section entitled
'Documentation' [says] 'the documentation crisis in the United Nations is
not a new phenomenon'.
'despite repeated analyses and
discussions, the crisis continues and indeed, may have grown more
acute.
It seriously impacts the ability of intergovernmental bodies to
perform their mandated functions
Although member states have complained
insistently,
the Secretariat [also] can have no interest in bringing out
a document long after the due date.
. 'The roots of the
documentation crisis are systemic.
Without a cultural change in the way
business is done in the economic, social, and related sectors, where the
tendency has been to increase the number of bodies as well as the
frequency with which they meet, it is unlikely that the documentation
crisis will abate.'" "UN economic &
social sector reform ignores critical issues of information flow and use",
International Documents Review (New York), November 27, 1995, pp. 4-5. "
. Improving the
crucial relationship between member states and the Secretariat [is an
important aspect of] genuine reform.
. Sins of member
states Secretariat staff
resent what they see as member state interference in much of their daily
work.
They are frustrated by the degree to which member states
.
micromanage the hiring and promotion of Secretariat personnel.
. Member states also
micromanage Secretariat budgeting,
. seeking to control the minor details
of spending allocations.
. Secretariat staff
members are also frustrated by lack of clear direction from
intergovernmental bodies. Too often member states fail to agree on how
best to confront global problems
. Moreover, mandates are frequently
assigned to the Secretariat with little thought as to the resources needed
for their implementation. Sins of the
Secretariat
. Member states
contend that ineffective -- some would say nonexistent -- managerial
practices throughout the Secretariat have led to inefficient use of the
United Nations' precious human and financial resources; a staff
unaccountable for its actions and prone to delegate upwards; insufficient
program coordination
; and wasteful duplication of efforts. In the
opinion of one participant, 'The horror stories are true.'" "Making UN reform work: Improving member state-Secretariat relations", Report of the twenty-eighth United Nations issues conference, The Stanley Foundation, February 21-23, 1997, pp. 14-16. "The United
Nations and its sister institutions will face a period of harsh
reform.
Most of the global organizations set up at the end of the second
world war are held in low esteem
. This is odd. The end of
the cold war
. has accentuated the need for global institutions.
. Unfortunately,
global institutions have not risen to the task.
. If the UN
. were
to ask what it exactly it does that nobody else can, it would discover an
interesting list of 'core competencies.'
. drugs and the environment
.refugees
and human rights
.a small standing army.
. This narrower,
deeper UN would not need much of the fluff that it has accumulated.
.
Each part should be forced to justify its existence at least twice a
decade. This sort of
thinking is considered dangerous by many. But the current alternative, of slowly
withering on the vine as its richer backers get ever less impressed by its
inefficiencies, is not an attractive one.
. The UN and
the IMF
. are both trying to do too much; both need to be more precise as
well as more modern.
. " John Micklethwait,
"The multilateral muddle", in "The world in 1999", The Economist, January
1999, p. 73.
"How Not to Although 'reform'
has been with us for ages now
.it cannot exactly be considered a
success.
Which comes as no surprise to the average U.N. staff member who,
from the 'vantage' point of the inside view, has seen a succession of bad
answers being administered to the wrong questions.
. Of course
. success is in
the eye of the administrator. [Some of them actually] come to
believe, in a truly Orwellian nightmare perspective, that 'good is bad'
and 'black is white'.
. EU Commissioner
Neil Kinnock seems to be one of the outsiders done in by the deceptive
legwork of our 'reformers.' [Seeking] working models for reform of
[EU] institutions, Mr. Kinnock finds his inspiration
. in the 'successful
internal overhauls of the U.N.' This snake oil is deemed to be
effective in eliminating the 'problems of poor morale, slow promotion and
mismanagement.'
Wish it were true. The only amazing accomplishment [his]
illusions illustrate is the remarkable success of the U.N. policy of
muzzling the staff to the point where, almost fifty-five years later, high
officials of non-U.N. organizations can still be led to believe that sound
management is the rule here." Eric Blair,
"Miscellany: From our man in Absurdistan", UN
Special (Geneva), March 2000, p. 31.
"I've met with the
heads of other agencies, and I understand how difficult these institutions
are to manage.
The institutions cannot reform themselves
I would like to
suggest one concrete step toward reform. It's time for a small group of national
leaders to take on the challenge of reforming and rebuilding global
governance.
They should build this effort around the issue of the democratic
deficit in multilateral institutions. This leadership must come from the
top.
That may sound undemocratic and elitist, but success is only
possible if serious leaders grasp the challenge. Otherwise,
needless seminars and conferencees will inevitable bog down the process in
the name of consensus, and good ideas will become hostage to narrow
ambitions." Mike Moore, "Multilateral meltdown", Foreign Policy, March/April 2003, p. 75. [Note: Mr. Moore was the Director General of the World Trade Organization from 1999 to 2002 and is a former Prime Minister of New Zealand. He is the author of A world without walls: Freedom, development, free trade, and global governance, Cambridge University, Cambridge, UK, 2003.]
"Saying that the
United Nations had come to a 'fork in the road', Secretary-General Kofi
Annan argued Tuesday that fundamental weaknesses in the architecture of
the institution must be remedied for it to retain any effectiveness in
combating genocide, terrorism and nuclear proliferation.
. He was stern and
passionate Tuesday as he lectured the assembled delegates from 191
nations, saying that the institution and its more than 9,000 employees
belong to them, and they must do a better job of protecting them.
. But the overarching
theme of the speech was that the need to change the institution is urgent.
Central to any
change, he said, was reforming the Security Council.
. He chastised his
audience for debating this issue for more than a decade without taking
action.
. He added: 'history
is a harsh judge; it will not forget us if we let this moment pass.' He then said that
he intended to set up a panel of 'eminent personalities' to assess the
current security threats and the best use of collection action to respond
to them.
This group, he proposed, could also recommend changes in the
institution and processes of the United Nations." Felicity Barringer, "Annan puts urgency in his call for UN reform", International Herald Tribune, September 24, 2003. "Why GAO did this
study The U.N. Secretary
General launched two reform agendas, in 1997 and 2002, to address the
U.N.'s core management challenges -- poor leadership of the Secretariat,
duplication among its many offices and programs, and the lack of
accountability for staff performance.
In 2000, GAO reported that the
reforms were not yet complete. What GAO found
First, the
Secretariat has taken positive steps to strengthen its human capital
management, but reforms in this area are ongoing and additional challenges
remain.
Second, the U.N. has begun to adopt results-oriented budgeting, but
its monitoring and evaluation system does not measure program impact.
UN reform faces
several challenges. For example, the Secretariat does not
conduct comprehensive assessments of the status and impact of U.N.
reforms.
In addition, the reform agendas lack clearly stated priorities,
interim goals, and target dates for overall completion. Other
challenges include resistance to change from program managers and possible
resource constraints. What GAO
recommends
the [US]
Secretary of State and [US Mission to the UN] should work with other
member states to encourage the Secretary-General to (1) report regularly
on the status and impact of reforms; (2) identify short- and long-term
goals and establish target end dates for remaining reforms; and conduct
assessments of the resulting resource implications." U.S. General
Accounting Office, United Nations: Reforms
progressing, but comprehensive assessments needed to measure impact,
GAO 04-339, February 2004, "Highlights" page.
[emphasis added.] [Note: the complete
report is available at www.gao.gov/cgi-bin/getrpt?GAO-04-339 .]
The United
Nations 60-year old machinery has never seemed so ill-equipped for its
work, and its credibility has plummeted.
Regrettably, most
[UN groups]
have an interest in resisting reform. None of the permanent
Security Council members wants to give up its veto; smaller powers delight
in their General Assembly votes, which count as much as those of the major
powers; repressive regimes cherish participation in United Nations human
rights bodies, where they can scuttle embarrassing resolutions; and the
Western powers whose troops and treasure are needed to strengthen U.N.
peacekeeping have other priorities. Even within the U.N. bureaucracy, many
veterans shy away from dramatic reform it has taken them decades to
become masters of the old procedures, and change is risky. And while
U.N. officials, including the secretary-general, are quick (and correct)
to blame the member states for the constraints they face, they too rarely
find the courage to spotlight those specific states whose obstinacy,
stinginess, and abuses undermine the principles behind the U.N.
Charter.
[Three highly
visible UN components]
the Security Council, the Commission on Human
Rights, and the peacekeepers in the field
[are] in dire need of reform
and rescue. Samantha Power, The worlds most dangerous ideas: Business as usual at the U.N., Foreign Policy, September/October 2004, pp. 38-39. Samantha Power is
also the author of A problem from
hell: America and the age of genocide, Basic Books, New York,
2002. [ Note: A much more detailed discussion of UN management reform problems and failed reform efforts of the past 15 years, i.e. from the late 1980s to the present, is contained in the UN Management Accountability Struggles section, especially in the subsections on 1993 Management Accountability Attempt and The UN Old Boys' Last Hurrah? .]Useful Sources
United States, General Accounting Office, United Nations: Reforms are progressing, but overall
objectives have not been achieved, GAO/NSIAD-00-169 (and -00-150), May
10, 2000.
The Stanley
Foundation, Making UN reform work: Improving
member state-Secretariat relations, Muscatine, Iowa, USA, 1997. Thornburgh, Dick, Under-Secretary-General for Administration and Management, "Report to the Secretary-General of the United Nations", 1 March 1993. Joint Inspection
Unit, "Inspection of the application of United Nations recruitment,
placement, and promotion Policies", Parts I and II, UN documents A/49/845
and A/51/656, 1995 and 1996.
Joint Inspection
Unit, Ch. 5, "A proper human resources approach", in "Advancement
of the status of women in the United Nations Secretariat in an era of
'human resources management' and 'accountability'": A new beginning?, UN
document
A/49/176, 1994.
Mathiason, J.R. and Smith, D.C., "The diagnostics of reform: The evolving tasks and functions of the United Nations", in Collins, Paul, ed., "The administrative reform process in international development organizations", Public Administration and Development, Special Issue, vol. 7, no. 2, August 1987. Mathiason, J.R., "Who controls the machine?: The programme planning process in the reform effort", in Collins, Paul, ed., "The administrative reform process in international development organizations", Public Administration and Development, Special Issue, vol. 7, no. 2, August 1987. A new United Nations structure for global economic cooperation: Report of the Group of experts on the structure of the United Nations system, United Nations, E/AC.62/9, New York, 1975. Joint Inspection
Unit, "Toward a new system of performance appraisal in the United Nations
Secretariat: Requirements for successful implementation", UN document A/49/219,
1994.
Nordic UN Project
1996 in the Economic and Social Fields, The, The
United Nations in development: Strengthening the UN through change:
Fulfilling its economic and social mandate, GCSM AS, Oslo, December
1996.
"Reform or die: The
UN 50th anniversary issue", Time
International, October 23, 1995, pp. 22-47.
United Nations, A
study of the capacity of the United Nations development system, vols.
I, II, DP/5, Geneva, 1969. Luard, Evan, Ch. 1, "The pace of change in international organizations", in Luard, Evan, ed., The evolution of international organizations, Thames and Hudson, London, 1966, pp. 9-24. Finkelstein,
Lawrence S., "The United Nations: Then and now", in Padelford, Norman J.
and Goodrich, Leland M., eds., The United Nations
in the balance: Accomplishments and prospects, Praeger, New York,
1965, pp. 3-29.
Kaufmann, Johan, "Developments in decision
making in the United Nations", in Harrod, Jeffrey, and
Schrijver, Nico, eds., The UN under attack,
Institute of Social Studies, the Hague, Gower, Aldershot, England, 1988,
pp. 17-32.
Harari, Denyse, and
Bouza, Jorge Garcia, Ch. 3, "Permanance and innovation in international
organizations," in Pitt, David and Thomas G. Weiss, eds., The nature of United Nations Bureaucracies, Croon
Helm, London & Sydney, 1986, pp. 39-58.
Bertrand, Maurice,
"Some reflections on reform of the United Nations", Joint Inspection Unit,
JIU/REP/85/9, Geneva, October 1985.
Schwartzberg, Joseph E., "Entitlement quotients as a vehicle for United Nations reform", Global Governance 9(2003), 81-114.
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